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General Director, Compliance Services

Classification Information

Compliance Services
Compliance Services ensures the universitys compliance with regulatory and quality standards and fosters a culture of integrity. Works with colleges and units to develop and implement internal controls, processes, and programs that access and enhance compliance. May engage with regulatory commissions and authorities or advance university positions with external and internal stakeholders.
Management / Leadership
Manager: The positions work is achieved through the direction of others. Managers have direct accountability for setting goals and using resources. They are responsible for administrative oversight of individuals, including conducting recommendations for hiring and termination, writing evaluations, disciplinary actions, day-to-day oversight as well as long-term goal setting and accountability for the performance and productivity of the employees. Managerial positions are reflected in the M1-M3 career track levels in the management/leadership track.
Level 3
Director: Directs and controls the activities of multiple university units or leads a team of professionals with significant university wide impact. Typically has indirect reports. In charge of overall control of planning, staffing, budgeting, etc. for the unit. Collaborates with executive leadership on establishing strategic goals across the function.
G - General Administration
Roles that are in administrative/ professional non-student facing functions.

Position Summary

The General Director within Compliance Services plays a critical leadership role in overseeing and directing the university’s compliance strategy, ensuring that the institution adheres to regulatory and quality standards. This position has university-wide impact, managing the coordination and execution of compliance initiatives across various units and departments. The General Director is responsible for developing and implementing internal controls, processes, and programs that align with legal and regulatory requirements, fostering a culture of integrity and compliance throughout the university. They collaborate with executive leadership to establish and align strategic goals for the university’s compliance efforts. As a senior leader, the General Director oversees the planning, budgeting, and staffing for the Compliance Services unit, ensuring that resources are effectively allocated to meet the university’s compliance objectives. The role includes directing and managing a team of compliance professionals, setting performance expectations, and providing guidance on complex compliance issues. Additionally, the General Director will engage with regulatory bodies, government agencies, and internal stakeholders to advocate for and advance the university's positions on compliance-related matters. Their expertise will be crucial in mitigating risks and enhancing the institution's reputation for legal and ethical conduct. In this role, the General Director is accountable for the continuous improvement of compliance services, including the identification of emerging regulatory challenges and the development of proactive solutions. They ensure that compliance programs are dynamic and responsive to both external and internal changes, including shifts in laws, policies, and regulations. The General Director will also mentor and develop staff, fostering a high-performance team dedicated to maintaining the university’s commitment to compliance and integrity. Their leadership is essential to upholding the university’s reputation and ensuring long-term adherence to regulatory standards.